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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2011-01-03
  • CA RA
    APPROVED
    Since 2011-01-03

Branch Locations

433 N Camden Dr 9Th & 12Th Fls [La-Rbo], Beverly Hills, CA 90210 • United States

101 Federal Pl Ste 101 [Regional Supervision], Tarpon Springs, FL 34689 • United States

Manhattan Beach, CA • United States

Manhattan Beach, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Beverly Hills / Los Angeles CA 08/2007 Present
Wells Fargo Advisors Llc Beverly Hills CA 01/2011 11/2016
Wells Fargo Clearing Services, Llc Beverly Hills CA 11/2016 Present
  • 08/2007 → Present
    Wells Fargo Bank
    Beverly Hills / Los Angeles, CA
  • 01/2011 → 11/2016
    Wells Fargo Advisors Llc
    Beverly Hills, CA
  • 11/2016 → Present
    Beverly Hills, CA
Previous Registrations
  • 2008-08-11 → 2011-01-03
    Wells Fargo Investments, Llc
    Los Angeles, CA
    Beverly Hills, CA
    Los Angeles, CA
    Los Angeles, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-08-09
  • S66 Uniform Combined State Law Examination
    2008-08-09

View on SEC IAPD

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