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Current Employers
Centaurus Financial, Inc.

2300 East Katella Ave Suite 200, Anaheim, CA 92806 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-06-17
NV RA APPROVED 2025-06-02
IL RA APPROVED 2025-05-28
CA RA APPROVED 2025-05-09
  • FL RA
    APPROVED
    Since 2025-06-17
  • NV RA
    APPROVED
    Since 2025-06-02
  • IL RA
    APPROVED
    Since 2025-05-28
  • CA RA
    APPROVED
    Since 2025-05-09

Branch Locations

2300 E. Katella Avenue Suite #200, Anaheim, CA 92806 • United States

Seal Beach, CA • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Wfgia Llc- World Financial Group Insurance Agency Fullerton CA 06/2001 Present
Prosperity Builders, Inc Huntington Beach CA 12/2012 05/2024
Transamerica Financial Advisors, Inc Fullerton CA 01/2012 05/2024
Vanderbilt Financial Group Woodbury NY 05/2024 12/2024
Centaurus Financial, Inc. Anaheim CA 04/2025 Present
  • 06/2001 → Present
    Wfgia Llc- World Financial Group Insurance Agency
    Fullerton, CA
  • 12/2012 → 05/2024
    Prosperity Builders, Inc
    Huntington Beach, CA
  • 01/2012 → 05/2024
    Transamerica Financial Advisors, Inc
    Fullerton, CA
  • 05/2024 → 12/2024
    Vanderbilt Financial Group
    Woodbury, NY
  • 04/2025 → Present
    Anaheim, CA
Previous Registrations
Other Businesses

1). LSPN- LEGAL SERVICES PROFESSIONAL NETWORK, NON-INVESTMENT RELATED, 100 N STATE ST #B, LINTON, UT, 84042-1808, TRUST LEGAL SERVICES, MARKETING REP, INDEPENDENT CONTRACTOR, STARTED IN 09/2023, 1-PERCENT OF MY TIME DEVOTED IN A YEAR, EDUCATE CLIENTS THE IMPORTANCE OF HAVING A LIVING TRUST, FOR MORE ADVANCE ESTATE PLANNING FOR CLIENTS WHO NEED IT. 2). WFGIA-WORLD FINANCIAL GROUP INSURANCE AGENCY POSITION: MARKETING DIRECTOR NATURE: WFGIA is an insurance agency sells non-investment related products INSURANCE FIX PRODUCTS CRUMP is IMO that WFGIA uses outside of the preferred insurance companies INVESTMENT RELATED: No NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 0 START DATE: 03/31/1997 ADDRESS: 11315 JOHNS CREEK PKWY, DULUTH GA 30097, United States DESCRIPTION: MARKETING REP MARKETING DIRECTOR INSURANCE REP

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-06-21
S63 Uniform Securities Agent State Law Examination 1996-05-28
  • S65 Uniform Investment Adviser Law Examination
    2007-06-21
  • S63 Uniform Securities Agent State Law Examination
    1996-05-28
Other Names
  • Regina Frias
  • Regina V Frias
  • Regina Villacorte Frias

View on SEC IAPD

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