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Diana Dawson

Wells Fargo Advisors Financial Network, LLC

St. Louis, MO

Ocala, FL

Wells Fargo Clearing Services, LLC

Ocala, FL

Crystal River, FL

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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-04-16
  • FL RA
    APPROVED
    Since 2026-04-16

Branch Locations

One North Jefferson Avenue H0004-05C, St. Louis, MO 63103 • UNITED STATES

2001 Sw 17Th St, Ocala, FL 34471 • United States

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-05-25
WI RA APPROVED 2015-02-25
  • FL RA
    APPROVED
    Since 2022-05-25
  • WI RA
    APPROVED
    Since 2015-02-25

Branch Locations

2001 Sw 17Th St 2Nd Fl Paddock Park Bldg 100, Ocala, FL 34471 • United States

Crystal River, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Waukesha WI 02/2015 11/2016
Wells Fargo Clearing Services, Llc Waukesha WI 11/2016 Present
Wells Fargo Advisors Financial Network Ocala FL 04/2026 Present
  • 02/2015 → 11/2016
    Wells Fargo Advisors, Llc
    Waukesha, WI
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Waukesha, WI
  • 04/2026 → Present
    Wells Fargo Advisors Financial Network
    Ocala, FL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-12-31
  • S66 Uniform Combined State Law Examination
    2002-12-31
Other Names
  • Diana Lynn Welch
  • Diana Lynn Stoddard
  • Diana Lynn Dawson
  • Diana Lynn Carroll

View on SEC IAPD

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