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Laurie Day Perry

Wells Fargo Clearing Services, LLC

Dothan, AL

Birmingham, AL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-09-20
AL RA APPROVED 2011-04-20
  • TX RA
    APPROVED_RES
    Since 2016-09-20
  • AL RA
    APPROVED
    Since 2011-04-20

Branch Locations

403 N Shady Ln, Dothan, AL 36303 • United States

2801 Highway 280 S Ste 400 [A1-Rbo], Birmingham, AL 35223 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Dothan AL 05/2009 11/2016
Wells Fargo Clearing Services, Llc Dothan AL 11/2016 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-04-19
S63 Uniform Securities Agent State Law Examination 1997-10-14
  • S66 Uniform Combined State Law Examination
    2011-04-19
  • S63 Uniform Securities Agent State Law Examination
    1997-10-14
Other Names
  • Laurie Wyman
  • Laurie Dawn Day
  • Laurie Day Perry
  • Laurie Dawn Day

View on SEC IAPD

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Other Offices

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · DOTHAN, AL
PARK AVENUE SECURITIES LLC · DOTHAN, AL
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · DOTHAN, AL
LPL FINANCIAL LLC · DOTHAN, AL
PNC WEALTH MANAGEMENT LLC · DOTHAN, AL
LPL FINANCIAL LLC · DOTHAN, AL
CETERA INVESTMENT ADVISERS LLC · DOTHAN, AL
EDWARD JONES · Dothan, AL

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