Phillip W. Saperstein

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Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2007-05-04

TX RA
APPROVED

Since 2007-05-04

Branch Locations

707 W Front Ave, Orange, TX 77630 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward D. Jones & Co., L.P.	Beaumont	TX	04/1996	Present

04/1996 → Present

Edward D. Jones & Co., L.P.

Beaumont, TX

Other Businesses

RENTAL PROPERTY ORANGE, TX 77630 SINCE 6/18/2007 OWNER

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-05-01
S63	Uniform Securities Agent State Law Examination	1996-07-03

S66 Uniform Combined State Law Examination

2007-05-01
S63 Uniform Securities Agent State Law Examination

1996-07-03

Other Names

Phillip Wayne Saperstein

View on SEC IAPD

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J.P. MORGAN SECURITIES LLC

WELLS FARGO CLEARING SERVICES, LLC

OSAIC WEALTH, INC.

LPL ENTERPRISE, LLC

PFS INVESTMENTS INC.

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Other Investors

BRYAN WESLEY BURTSFIELD

CYNTHIA GAYLE MIMS

JENNIFER RENEE BURTSFIELD

ANGELA NICOLE BRYANT

Derek Michael Fountain

Morgan Elizabeth Bauhan Endicott

FALINA ANN MENDENALL

Other Offices

LPL FINANCIAL LLC · ORANGE, TX

VOYA FINANCIAL ADVISORS, INC. · Orange, TX

J.P. MORGAN SECURITIES LLC · ORANGE, TX

WELLS FARGO CLEARING SERVICES, LLC · ORANGE, TX

OSAIC WEALTH, INC. · ORANGE, TX

EDWARD JONES · BRIDGE CITY, TX

EDWARD JONES · BRIDGE CITY, TX

LPL ENTERPRISE, LLC · ORANGE, TX

More in Orange, TX

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