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Cynthia Gayle Mims

LPl Financial LLC

Orange, TX

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-03-27
  • TX RA
    APPROVED
    Since 2026-03-27

Branch Locations

1508 W Park Ave, Orange, TX 77630 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Investment Centers Of America Orange TX 06/2009 10/2017
Wells Fargo Advisors Financial Network, Llc Orange TX 10/2017 03/2026
Lpl Financial Orange TX 03/2026 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-12-30
S63 Uniform Securities Agent State Law Examination 1998-12-31
  • S65 Uniform Investment Adviser Law Examination
    2002-12-30
  • S63 Uniform Securities Agent State Law Examination
    1998-12-31
Other Names
  • Cynthia Gayle Mims
  • Cynthia G. Mims
  • Cynthia M. Mims
  • Cynthia Mulhollan Mims
  • Cynthia Gayle Mulhollan
  • Cynthia G. Mulhollan
  • Cindy Mulhollan
  • Cindy Mims
  • Cynthia Mims

View on SEC IAPD

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OSAIC WEALTH, INC.
LPL ENTERPRISE, LLC
PFS INVESTMENTS INC.
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Other Investors

BRYAN WESLEY BURTSFIELD
JENNIFER RENEE BURTSFIELD
ANGELA NICOLE BRYANT
Derek Michael Fountain
Peyton R Jones
Phillip W. Saperstein
Morgan Elizabeth Bauhan Endicott
FALINA ANN MENDENALL

Other Offices

VOYA FINANCIAL ADVISORS, INC. · Orange, TX
EDWARD JONES · ORANGE, TX
J.P. MORGAN SECURITIES LLC · ORANGE, TX
WELLS FARGO CLEARING SERVICES, LLC · ORANGE, TX
OSAIC WEALTH, INC. · ORANGE, TX
EDWARD JONES · BRIDGE CITY, TX
EDWARD JONES · BRIDGE CITY, TX
LPL ENTERPRISE, LLC · ORANGE, TX

More in Orange, TX

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