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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-05-09 |
| AL | RA | APPROVED | 1996-06-04 |
Branch Locations
31 Inverness Center Pkwy Ste 550, Birmingham, AL 35242 • United States
Alabaster, AL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Birmingham | AL | 05/1996 | 03/2020 |
| Ameriprise Financial Services, Llc | Birmingham | AL | 03/2020 | Present |
Business Ownership; Shintaikan Dojo; Teaching Martial Arts classes.; Teaching Martial Arts; 31 Inverness Center Parkway, Suite 550, Birmingham, AL, 35242; Not Investment-Related; 05/01/2019; 10 to 19 hours per month; 0 during trading hours. Outside Employment; ADP; Primary employment payroll processed through ADP; Payroll company is ADP through an Ameriprise Franchise; 31 Inverness Center Parkway, Suite 550, Birmingham, AL, 35242; Investment-Related; 03/27/2023; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-05-24 |
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