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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-08-10 |
| NJ | RA | APPROVED | 2002-07-30 |
Branch Locations
501 Broadway Suite 102, Point Pleasant, NJ 08742 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 09/1999 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 09/1999 | Present |
Other OUTSIDE INSURANCE BUSINESS-multiple carriers Landlord/Owner of rental property: 130 North Collier Blvd. Unit H7 Marco Island, FL 34145 DBA: TPS Financial
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-09-17 |
| S63 | Uniform Securities Agent State Law Examination | 1996-11-04 |
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