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Thomas D Williams

Equitable Advisors, LLC

Point Pleasant, NJ

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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2016-03-28
  • NJ RA
    APPROVED
    Since 2016-03-28

Branch Locations

501 Broadway Suite 102, Point Pleasant, NJ 08742 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 09/2015 06/2020
Equitable Advisors, Llc New York NY 09/2015 Present
Other Businesses

6/22/2020, All Seasons Aesthetics, 302 Glenn Ave, Lawrence Twp, NJ 08648, Laborer, 20 hrs/month, $7000 annual comp

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-03-22
  • S66 Uniform Combined State Law Examination
    2016-03-22
Other Names
  • Daniel Williams
  • Dan Williams

View on SEC IAPD

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Other Investors

BRIAN JEFFREY TRAUSE
THOMAS A COMER
JEFFREY L TRAUSE
THOMAS SHAPERO
ANTHONY JOSEPH KARPOWICH
PATRICK MICHAEL PACILLO
JACOB BERGEN RUE
NEIL JEFFREY TENDLER

Other Offices

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PT. PLEASANT BEACH, NJ
SHORE POINT ADVISORS, LLC · BRIELLE, NJ
EDWARD JONES · Point Pleasant Beach, NJ
CETERA INVESTMENT ADVISERS LLC · POINT PLEASANT, NJ
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Brielle, NJ
CETERA INVESTMENT ADVISERS LLC · BRIELLE, NJ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · BRIELLE, NJ
MADISON AVENUE SECURITIES, LLC · Brielle, NJ

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