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Michael Paul Montaldo

Charles Schwab & Co., Inc.

Mt Kisco, NY

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-10-04
  • NY RA
    APPROVED
    Since 2023-10-04

Branch Locations

77 South Moger Ave, Mt Kisco, NY 10549 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
E*Trade Securities Llc New York NY 04/2009 02/2020
E*Trade Capital Management Llc New York NY 04/2009 02/2020
E*Trade Securities Llc New York NY 02/2020 08/2023
E*Trade Capital Management Llc New York NY 02/2020 08/2023
Morgan Stanley New York NY 01/2023 08/2023
Charles Schwab & Co., Inc. Mt. Kisco NY 09/2023 Present
Charles Schwab Bank Ssb Mt. Kisco NY 09/2023 Present
Td Ameritrade, Inc. Scarsdale NY 12/2023 06/2024
  • 04/2009 → 02/2020
    E*Trade Securities Llc
    New York, NY
  • 04/2009 → 02/2020
    E*Trade Capital Management Llc
    New York, NY
  • 02/2020 → 08/2023
    E*Trade Securities Llc
    New York, NY
  • 02/2020 → 08/2023
    E*Trade Capital Management Llc
    New York, NY
  • 01/2023 → 08/2023
    Morgan Stanley
    New York, NY
  • 09/2023 → Present
    Charles Schwab & Co., Inc.
    Mt. Kisco, NY
  • 09/2023 → Present
    Charles Schwab Bank Ssb
    Mt. Kisco, NY
  • 12/2023 → 06/2024
    Td Ameritrade, Inc.
    Scarsdale, NY
Previous Registrations
Other Businesses

1) Sherman Park Little League | Investment Related:No|980 Broadway, Suite 226 |Thornwood|NY|10594|USA|Sports/Physical Recreation|Board Member, Minors Division Director & League Information Officer, |1/12/2026|Less than 20|0|Attend board meetings monthly, after business hours. 8-10 hours per week during the spring season, after business hours and on weekends.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-02-23
S63 Uniform Securities Agent State Law Examination 2006-01-17
  • S66 Uniform Combined State Law Examination
    2007-02-23
  • S63 Uniform Securities Agent State Law Examination
    2006-01-17
Other Names
  • Michael P Montaldo
  • Michael Montaldo

View on SEC IAPD

Other Firms

KEY INVESTMENT SERVICES LLC
J.P. MORGAN SECURITIES LLC
INTERSTATE FINANCIAL GROUP, INC.
EDWARD JONES
DSM CAPITAL PARTNERS
OSAIC WEALTH, INC.
CLARITY INVESTMENTS + PLANNING LLC
KESTRA ADVISORY SERVICES, LLC

Other Investors

Allie Lehman
Matthew Aquino
Anthony Joseph Viviano
RICHARD COSSA
JOHN MADISON ROTH
Gary Marzotto
Michael Robert Ceccherelli
Edward Denis Quick

Other Offices

CHARLES SCHWAB & CO., INC. · MOUNT KISCO, NY
KEY INVESTMENT SERVICES LLC · MT. KISCO, NY
J.P. MORGAN SECURITIES LLC · Mount Kisco, NY
J.P. MORGAN SECURITIES LLC · MOUNT KISCO, NY
INTERSTATE FINANCIAL GROUP, INC. · MT. KISCO, NY
EDWARD JONES · MT KISCO, NY
DSM CAPITAL PARTNERS · MOUNT KISCO, NY
OSAIC WEALTH, INC. · MOUNT KISCO, NY

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