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Anthony Joseph Viviano

Charles Schwab & Co., Inc.

Mt Kisco, NY

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-22
  • NY RA
    APPROVED
    Since 2021-04-22

Branch Locations

77 South Moger Ave, Mt Kisco, NY 10549 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. New York NY 03/2015 Present
Charles Schwab Bank, Ssb New York NY 03/2015 Present
Td Ameritrade Inc. New York City NY 11/2023 06/2024
  • 03/2015 → Present
    Charles Schwab & Co., Inc.
    New York, NY
  • 03/2015 → Present
    Charles Schwab Bank, Ssb
    New York, NY
  • 11/2023 → 06/2024
    Td Ameritrade Inc.
    New York City, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-06-23
S66 Uniform Combined State Law Examination 2003-06-12
S63 Uniform Securities Agent State Law Examination 1998-01-05
  • S65 Uniform Investment Adviser Law Examination
    2015-06-23
  • S66 Uniform Combined State Law Examination
    2003-06-12
  • S63 Uniform Securities Agent State Law Examination
    1998-01-05
Other Names
  • Anthony Viviano
  • Anthony J Viviano

View on SEC IAPD

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Other Offices

CHARLES SCHWAB & CO., INC. · MOUNT KISCO, NY
KEY INVESTMENT SERVICES LLC · MT. KISCO, NY
J.P. MORGAN SECURITIES LLC · Mount Kisco, NY
J.P. MORGAN SECURITIES LLC · MOUNT KISCO, NY
INTERSTATE FINANCIAL GROUP, INC. · MT. KISCO, NY
EDWARD JONES · MT KISCO, NY
DSM CAPITAL PARTNERS · MOUNT KISCO, NY
OSAIC WEALTH, INC. · MOUNT KISCO, NY

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