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Jennifer Leanne Bartels Frahm

Empower Advisory Group, LLC

Greenwood Village, CO

Elmhurst, IL

CRD 2745308

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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2017-08-25
  • IL RA
    APPROVED
    Since 2017-08-25

Branch Locations

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Elmhurst, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gwfs Equities Inc/Great-West Life & Ann Ins Co Chicago IL 04/2009 Present
Gwfs Equities, Inc. Greenwood Village CO 10/2013 Present
  • 04/2009 → Present
    Gwfs Equities Inc/Great-West Life & Ann Ins Co
    Chicago, IL
  • 10/2013 → Present
    Gwfs Equities, Inc.
    Greenwood Village, CO
Other Businesses

1) Elmhurst School District #205; Substitute Teacher, Elementary & High School. 2) Euclid 732 LLC / Owner, Rental Property. 3) Self dba Intentional Investment Education. Teaching high school students and medical students at University of Illinois Medical School the basics of financial fluency. No investment advice. Not offering products or services. Not acting in capacity of registered rep, RIA or Financial Planner.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-08-23
S63 Uniform Securities Agent State Law Examination 2009-05-22
  • S65 Uniform Investment Adviser Law Examination
    2017-08-23
  • S63 Uniform Securities Agent State Law Examination
    2009-05-22
Other Names
  • Jennifer Leanne Mcfarland
  • Jennifer Leanne Frahm
  • Jennifer Leanne Bartels
  • Jennifer Leanne Bartels
  • Jennifer Leanne Mcfarland
  • Jennifer Leanne Frahm

View on SEC IAPD

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