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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-02-27 |
| PA | RA | APPROVED | 2013-11-12 |
Branch Locations
3275 Leechburg Road Suite 3, Lower Burrell, PA 15068-2858 • United States
One Ppg Place Suite 2900, Pittsburgh, PA 15222-5455 • United States
Gibsonia, PA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Pittsburgh | PA | 11/2013 | Present |
(1) EAST BRADY BUNCH LLC; ADDRESS: N/A; BUSINESS DESCRIPTION: LLC FOR HOLDING A SECOND PROPERTY; NOT INVESTMENT RELATED; PROJECTED START DATE 03/01/2014; CAPACITY: OWNER - ACTIVE; DUTIES: 1 OF 4 OWNERS ON AN LLC JOINTLY OWNING A SECOND HOME/PROPERTY; HOURS DEVOTED PER WEEK: 0; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (2) PINE-RICHLAND OPPORTUNITIES FUND; ADDRESS: PO Box 248 Wexford, PA 15090; BUSINESS DESCRIPTION: ENRICHING AND INVESTING IN PINE RICHLAND STUDENTS; NOT INVESTMENT RELATED; START DATE: 8/1/2018; CAPACITY: BOARD OF DIRECTORS; DUTIES: ACTING AS A TRUSTEE FOR THE PINE RICHLAND OPPORTUNITIES FUND; HOURS DEVOTED PER WEEK: 1; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-10-02 |
| S63 | Uniform Securities Agent State Law Examination | 1996-08-20 |
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