Leslie Anne Craven

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2013 → Present
  Rbc Capital Markets, Llc
  Pittsburgh, PA

Previous Registrations

• 2006-01-05 → 2013-11-18
  Ubs Financial Services Inc.
  New Kensington, PA
  Pittsburgh, PA
  Pittsburgh, PA
  Weehawken, NJ
  Pittsburgh, PA
  New Kensington, PA
  New Kensington, PA

Other Businesses

(1) EAST BRADY BUNCH LLC; ADDRESS: N/A; BUSINESS DESCRIPTION: LLC FOR HOLDING A SECOND PROPERTY; NOT INVESTMENT RELATED; PROJECTED START DATE 03/01/2014; CAPACITY: OWNER - ACTIVE; DUTIES: 1 OF 4 OWNERS ON AN LLC JOINTLY OWNING A SECOND HOME/PROPERTY; HOURS DEVOTED PER WEEK: 0; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (2) PINE-RICHLAND OPPORTUNITIES FUND; ADDRESS: PO Box 248 Wexford, PA 15090; BUSINESS DESCRIPTION: ENRICHING AND INVESTING IN PINE RICHLAND STUDENTS; NOT INVESTMENT RELATED; START DATE: 8/1/2018; CAPACITY: BOARD OF DIRECTORS; DUTIES: ACTING AS A TRUSTEE FOR THE PINE RICHLAND OPPORTUNITIES FUND; HOURS DEVOTED PER WEEK: 1; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0.

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-10-02
• S63 Uniform Securities Agent State Law Examination
  1996-08-20

Other Names

• Leslie A Collins
• Leslie Anne Collins