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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-02-27
PA RA APPROVED 2013-11-08
  • TX RA
    APPROVED_RES
    Since 2018-02-27
  • PA RA
    APPROVED
    Since 2013-11-08

Branch Locations

3275 Leechburg Road Suite 3, Lower Burrell, PA 15068-2858 • United States

One Ppg Place Suite 2900, Pittsburgh, PA 15222-5455 • United States

Gibsonia, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Pittsburgh PA 11/2013 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-01-21
  • S66 Uniform Combined State Law Examination
    2010-01-21
Other Names
  • Frank Emmerling
  • Frank Bryan Emmerling

View on SEC IAPD

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