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Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2022-08-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| A.M. Payne: Associates Inc. | High Point | NC | 01/1991 | Present |
| Avantax Investment Services, Inc. | High Point | NC | 05/1996 | 08/2022 |
| Payroll Solutions Inc | High Point | NC | 05/2018 | Present |
| Cetera Financial Specialists Llc | Schaumburg | IL | 08/2022 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 08/2022 | Present |
| Payne Tax Group, Inc. | High Point | NC | 01/2006 | Present |
1) PAYNE TAX GROUP, INC., NOT INVESTMENT RELATED, SAME ADDRESS AS BUSINESS ADDRESS, PRESIDENT, OWNER, OVERSEE TAX OPERATIONS AND PREPARE TAX RETURNS, 20H/WEEK, 4H/WEEK DURING TRADING HOURS, SINCE 01/2006 2) PAYROLL SOLUTIONS INC, NOT INVESTMENT RELATED, 6425 OLD PLANK ROAD, SUITE 111, HIGH POINT, NC 27265, PAYROLL SERVICE BUREAU, OWNER AND EMPLOYEE, 1H/WEEK, SINCE 01/2008 3) ENON HOLDINGS LLC, INVESTMENT RELATED, 617 ENON MOUNTAIN ROAD, PISGAH FOREST, NC 28768, OWNER, PAY BILLS, 1H/WEEK, SINCE 12/2015 4) PSRE LLC, INVESTMENT RELATED, 6425 OLD PLANK ROAD, SUITE 111, HIGH POINT, NC 27265, OWNER, PASSIVE COMMERCIAL RENTAL, 0H/WEEK, SINCE 06/2012 5) JON D HARRIS, INVESTMENT RELATED, 1400 PARKSIDE DRIVE, HIGH POINT, NC 27260, OWNER, PROPERTY MANAGED BY A REAL ESTATE COMPANY, 0H/WEEK, SINCE -03/2004 6) NAME OF OTHER BUSINESS: A.M. PAYNE & ASSOCIATES, INC.; INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: ACCOUNTING/BOOKKEEPING; START DATE: 8/2023; POSITION/TITLE/RELATIONSHIP: ASSOCIATE; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: PROVIDE ADVICE ON TAX RELATED MATTERS & OFFICE PROCEDURES;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-07-28 |
| S63 | Uniform Securities Agent State Law Examination | 1996-08-06 |
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