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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2022-08-22
  • NC RA
    APPROVED
    Since 2022-08-22

Branch Locations

1610 Westchester Dr, High Point, NC 27262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
A.M. Payne: Associates Inc. High Point NC 01/1991 Present
Avantax Investment Services, Inc. High Point NC 05/1996 08/2022
Payroll Solutions Inc High Point NC 05/2018 Present
Cetera Financial Specialists Llc Schaumburg IL 08/2022 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2022 Present
Payne Tax Group, Inc. High Point NC 01/2006 Present
  • 01/1991 → Present
    A.M. Payne: Associates Inc.
    High Point, NC
  • 05/1996 → 08/2022
    Avantax Investment Services, Inc.
    High Point, NC
  • 05/2018 → Present
    Payroll Solutions Inc
    High Point, NC
  • 08/2022 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 08/2022 → Present
    Schaumburg, IL
  • 01/2006 → Present
    Payne Tax Group, Inc.
    High Point, NC
Previous Registrations
  • 2001-12-31 → 2022-08-25
    Avantax Advisory Services
    High Point, NC
Other Businesses

1) PAYNE TAX GROUP, INC., NOT INVESTMENT RELATED, SAME ADDRESS AS BUSINESS ADDRESS, PRESIDENT, OWNER, OVERSEE TAX OPERATIONS AND PREPARE TAX RETURNS, 20H/WEEK, 4H/WEEK DURING TRADING HOURS, SINCE 01/2006 2) PAYROLL SOLUTIONS INC, NOT INVESTMENT RELATED, 6425 OLD PLANK ROAD, SUITE 111, HIGH POINT, NC 27265, PAYROLL SERVICE BUREAU, OWNER AND EMPLOYEE, 1H/WEEK, SINCE 01/2008 3) ENON HOLDINGS LLC, INVESTMENT RELATED, 617 ENON MOUNTAIN ROAD, PISGAH FOREST, NC 28768, OWNER, PAY BILLS, 1H/WEEK, SINCE 12/2015 4) PSRE LLC, INVESTMENT RELATED, 6425 OLD PLANK ROAD, SUITE 111, HIGH POINT, NC 27265, OWNER, PASSIVE COMMERCIAL RENTAL, 0H/WEEK, SINCE 06/2012 5) JON D HARRIS, INVESTMENT RELATED, 1400 PARKSIDE DRIVE, HIGH POINT, NC 27260, OWNER, PROPERTY MANAGED BY A REAL ESTATE COMPANY, 0H/WEEK, SINCE -03/2004 6) NAME OF OTHER BUSINESS: A.M. PAYNE & ASSOCIATES, INC.; INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: ACCOUNTING/BOOKKEEPING; START DATE: 8/2023; POSITION/TITLE/RELATIONSHIP: ASSOCIATE; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: PROVIDE ADVICE ON TAX RELATED MATTERS & OFFICE PROCEDURES;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-07-28
S63 Uniform Securities Agent State Law Examination 1996-08-06
  • S65 Uniform Investment Adviser Law Examination
    2000-07-28
  • S63 Uniform Securities Agent State Law Examination
    1996-08-06
Other Names
  • Jon Dodson Harris

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