Roger Esquibel

Current Employers

Employment History

• 09/2013 → 10/2022
  Edward Jones
  St Louis, MO
• 10/2022 → Present
  Ameriprise Financial Services, Llc
  Pueblo, CO

Previous Registrations

• 2013-09-23 → 2022-10-18
  Edward Jones
  Pueblo West, CO
  Colorado City, CO
• 2012-10-01 → 2013-09-25
  J.P. Morgan Securities Llc
  Manitou Springs, CO
  Colorado Springs, CO
  Fountain, CO
  Colorado Springs, CO
• 2012-08-21 → 2012-10-01
  Chase Investment Services Corp.
  Colorado Springs, CO
  Fountain, CO
  Colorado Springs, CO
  Manitou Springs, CO
• 2010-04-14 → 2012-08-22
  Valic Financial Advisors, Inc.
  Lakewood, CO
• 2009-05-15 → 2010-04-12
  Waddell & Reed
  Colorado Springs, CO
  Pueblo, CO
  Canon City, CO
• 2007-04-19 → 2009-05-19
  Wells Fargo Clearing Services, Llc
  Canon City, CO
  Pueblo, CO
  Aurora, CO
• 2006-04-03 → 2007-04-09
  U.S. Bancorp Investments, Inc.
  Canon City, CO
  Pueblo, CO
  Pueblo, CO
  La Junta, CO
  Pueblo, CO
  Pueblo, CO
  Pueblo, CO
  Pueblo, CO
  Pueblo, CO

Other Businesses

Business Ownership; RE Financial LLC; Owner. All roles and responsibilities.; Consulting; 259 W Mangrum Dr, , Pueblo, CO, 81007; Not Investment-Related; 10/14/2022; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-03-31
• S63 Uniform Securities Agent State Law Examination
  2000-09-13

Other Names

• Roger Esquibel