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Current Employers
Osaic Institutions, Inc.

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2015-10-14
  • PA RA
    APPROVED
    Since 2015-10-14

Branch Locations

573 West Mahoning Street, Punxsutawney, PA 15767 • United States

14303 Clearfield Shawville Hwy, Clearfield, PA 16830 • United States

1201 East Main Street, Brockway, PA 15824 • United States

367 Main Street, Kersey, PA 15846 • United States

223 Main Street, Brookville, PA 15825 • United States

5 North Main Street, Dubois, PA 15801 • United States

5355 Shaffer Road, Dubois, PA 15801 • United States

709 Hannah Street, Houtzdale, PA 16651 • United States

108 East Mill Street, St.MArys, PA 15857 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Commonwealth Insurance/Advisors Indiana PA 04/2002 Present
Infinex Investments, Inc. Meriden CT 10/2015 Present
  • 04/2002 → Present
    First Commonwealth Insurance/Advisors
    Indiana, PA
  • 10/2015 → Present
    Infinex Investments, Inc.
    Meriden, CT
Previous Registrations
  • 2010-12-06 → 2015-10-16
    Essex National Securities, Llc
    Clearfield, PA
    Kersey, PA
    Brookville, PA
    Punxsutawney, PA
    Plumville, PA
    Brockway, PA
    Punxsutawney, PA
    Napa, CA
    Cherry Tree, PA
    Houtzdale, PA
Other Businesses

1.) First Commonwealth Bank Trust Division. Yes, investment related. Approx 8 hours per month during trading hours. TRUST SERVICES AND PRODUCTS OFFERED THROUGH FIRST COMMONWEALTH TRUST DEPARTMENT

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-12-03
S63 Uniform Securities Agent State Law Examination 2006-01-31
  • S65 Uniform Investment Adviser Law Examination
    2010-12-03
  • S63 Uniform Securities Agent State Law Examination
    2006-01-31

View on SEC IAPD

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