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Current Employers
Hazard & Siegel Advisory Services Llc

5793 Widewaters Parkway Suite 200, Dewitt, NY 13214 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2021-02-10
  • PA RA
    APPROVED
    Since 2021-02-10

Branch Locations

1055 East Mahoning Street, Punxsutawney, PA 15767 • United States

5793 Widewaters Parkway Suite 200, Dewitt, NY 13214 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Steffey Financial Services Punxsutawney PA 12/1996 Present
Cadaret, Grant & Co., Inc. Punxsutawney PA 02/1997 02/2021
Hazard & Siegel Inc Dewitt NY 02/2021 Present
Hazard & Siegel Advisory Services Llc Dewitt NY 02/2021 Present
  • 12/1996 → Present
    Steffey Financial Services
    Punxsutawney, PA
  • 02/1997 → 02/2021
    Cadaret, Grant & Co., Inc.
    Punxsutawney, PA
  • 02/2021 → Present
    Hazard & Siegel Inc
    Dewitt, NY
  • 02/2021 → Present
    Dewitt, NY
Previous Registrations
  • 2019-05-30 → 2021-02-03
    Cadaret, Grant & Co., Inc.
    Johnstown, PA
    Punxsutawney, PA
    Johnstown, PA
    Altoona, PA
Other Businesses

1)OWNER, OFFICE BUILDING LOCATED AT 1055 EAST MAHONING STREET, PUNXSUTAWNEY, PA, RENTAL PROPERTY, NON-INVESTMENT RELATED, RENT OFFICE SPACE TO TWO TENANTS; 2)SALES & SERVICES OF FIXED INSURANCE SALES, AGENT, START 1996, 90% OF TIME DEVOTED TO ACTIVITY, SELL LIFE, ACCIDENT AND HEALTH, FIXED ANNUITIES

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-08-13
  • S63 Uniform Securities Agent State Law Examination
    1992-08-13
Other Names
  • Tom Steffey

View on SEC IAPD

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