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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2017-11-29 |
| TX | RA | APPROVED_RES | 2017-11-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investment Centers Of America, Inc. | Durango | CO | 12/1996 | 11/2017 |
| Lpl Financial Llc | Durango | CO | 11/2017 | Present |
1. 01/04/2018 - Investment Center Advisor Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 01/01/2018 - 1 Hour Per Month/0 Hours During Securities Trading. 2. 4/27/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 04/18/2018 - 5 Hours Per Month During Securities Trading. 3. 9/8/2020 - JNBC LLC - Investment Related - 1201 Main Ave #100 Durango, CO 81301 - Real Estate Rental - Started 04/23/2019 - 1 Hour Per Month/0 Hours During Securities Trading. 4. 9/24/2020 - ICA Group Holding Co., LLC - Investment Related - 2000 S. Colorado Blvd., Annex Building Ste. 200, Denver, CO 80222 - Business Entity For Tax/Investment Purposes Only - Started 09/01/2020 - Time Spent 1% - Holding Company. 5. 11/16/2023 - ICAG Durango - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 01/01/2023 - 1 Hour Per Month/ 0 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-02-10 |
| S63 | Uniform Securities Agent State Law Examination | 1996-05-23 |
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