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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2018-11-02
  • MA RA
    APPROVED
    Since 2018-11-02

Branch Locations

160 Gould Street Suite 212, Needham Heights, MA 02494 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
John Hancock Mutual Life Insurance Co. Mansfield MA 01/1996 11/2018
Signator Investors, Inc. Boston MA 01/1996 11/2018
Royal Alliance Associates, Inc. Needham Heights MA 11/2018 Present
  • 01/1996 → 11/2018
    John Hancock Mutual Life Insurance Co.
    Mansfield, MA
  • 01/1996 → 11/2018
    Signator Investors, Inc.
    Boston, MA
  • 11/2018 → Present
    Royal Alliance Associates, Inc.
    Needham Heights, MA
Other Businesses

1. CENTINEL FINANCIAL GROUP, LLC POSITION: Reg. Representative NATURE: Insurance / Investments INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 100 START DATE: 01/02/2016 ADDRESS: 160 Gould St., Suite 212, Needham Heights MA 02494, United States DESCRIPTION: Providing insurance and investment products to new and existing clients. 2. CRUMP INSURANCE BROKERAGE POSITION: Representative NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2016 ADDRESS: 160 Gould St., Suite 212, Needham Heights MA 02494, United States DESCRIPTION: Providing insurance products to new and existing clients.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-08-07
  • S63 Uniform Securities Agent State Law Examination
    1997-08-07
Other Names
  • Kevin J Kogut

View on SEC IAPD

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