Best Investors Account Sign in
Inactive

David Emmanuel Rosen

Rosen Investment Management LLC

Needham, MA

CRD 6281305

Claim This Profile
Employer firm

Rosen Investment Management LLC CRD 170033

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Rosen Investment Management Llc

75 Second Avenue Suite 605, Needham, MA 02494 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2014-01-16
  • MA RA
    APPROVED
    Since 2014-01-16

Branch Locations

75 Second Avenue Suite 605, Needham, MA 02494 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rosen Investment Management Llc Newton MA 10/2013 Present
Rosen Law Group Newton MA 01/2012 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-09-09
  • S65 Uniform Investment Adviser Law Examination
    2013-09-09

View on SEC IAPD

Nearby Firms

ARMSTRONG ADVISORY GROUP INC.
OSAIC WEALTH, INC.
GOODMAN ADVISORY GROUP, LLC

Nearby Investors

MARC ALAN FANDETTI
BRENDAN KEVIN HAYES
SCOTT EVERETT WILSON

Nearby Offices

ARMSTRONG ADVISORY GROUP INC. · NEEDHAM, MA
OSAIC WEALTH, INC. · NEEDHAM HEIGHTS, MA
GOODMAN ADVISORY GROUP, LLC · NEEDHAM, MA

More in Needham, MA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor