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David Emmanuel Rosen

Rosen Investment Management LLC

Needham, MA

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Current Employers
Rosen Investment Management Llc

75 Second Avenue Suite 605, Needham, MA 02494 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2014-01-16
  • MA RA
    APPROVED
    Since 2014-01-16

Branch Locations

75 Second Avenue Suite 605, Needham, MA 02494 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rosen Investment Management Llc Newton MA 10/2013 Present
Rosen Law Group Newton MA 01/2012 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-09-09
  • S65 Uniform Investment Adviser Law Examination
    2013-09-09

View on SEC IAPD

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Other Offices

ARMSTRONG ADVISORY GROUP INC. · NEEDHAM, MA
OSAIC WEALTH, INC. · NEEDHAM HEIGHTS, MA
GOODMAN ADVISORY GROUP, LLC · NEEDHAM, MA
PARK AVENUE SECURITIES LLC · NEEDHAM, MA
OSAIC WEALTH, INC. · NEEDHAM HEIGHTS, MA
M HOLDINGS SECURITIES, INC. · NEEDHAM, MA
INTEGRATED WEALTH CONCEPTS LLC · Needham, MA
DARROW WEALTH MANAGEMENT · NEEDHAM, MA

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