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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-03 |
| NJ | RA | APPROVED | 2010-10-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Staten Island | NY | 10/2010 | Present |
(1) 03/17/2011: MK FINANCIAL GROUP, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - No Time Spent. (2) 9/4/2018 - New York State Courts - Not Investment Related - 25 Beaver Street New York, NY 10004 - Outside/W-2 Employment - NYS Court Officer - Start Date: 09/06/2018 - 140 Hours Per Month/0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-11-10 |
| S63 | Uniform Securities Agent State Law Examination | 1996-05-31 |
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