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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2017-03-10 |
Branch Locations
131 South Rodeo Drive Suite 300, Beverly Hills, CA 90212 • United States
Palos Verdes Estates, CA • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Uber | Los Angeles | CA | 09/2015 | 01/2017 |
| Ubs Financial Services Inc | Beverly Hills | CA | 01/2017 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-03-09 |
| S65 | Uniform Investment Adviser Law Examination | 1996-08-02 |
| S63 | Uniform Securities Agent State Law Examination | 1996-07-16 |
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