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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MS | RA | APP_PEND_IARCE | 2026-01-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Co | Milwaukee | WI | 08/1993 | Present |
| Northwestern Mutual Investment Services, Llc | Milwaukee | WI | 11/1997 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2016 | Present |
1) TREASURER, JIM'S PLACE TAILGATE GROUP, 1331 CHARLESTON GARDENS, TUPELO, , MISSISSIPPI, 38801, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 08/22/2018, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, TREASURER - (COLLECT ANNUAL MEMBERSHIP DUES AND DISTRIBUTE CHECKS TO PAY EXPENSES OF THE GROUP) 2) MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 3) 100% OWNER, OLEPUT PROPERTIES, LLC., 5368 TREE TOP DR., TUPELO, , MISSISSIPPI, 38801, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 7/1/2010, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, ENTITY HOLDING REAL ESTATE PROPERTIES. BALANCE CHECK BOOK, DEPOSIT SOME RENT PMTS, TEXT REPAIR/SERVICE PROVIDERS; INVESTMENT-RELATED. 4) OLEPUT PROPERTIES, LLC., 5368 TREE TOP DR., TUPELO, , MISSISSIPPI, 38801, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 7/1/2010, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, ENTITY HOLDING REAL ESTATE PROPERTIES. BALANCE CHECK BOOK, DEPOSIT SOME RENT PMTS, TEXT REPAIR/SERVICE PROVIDERS. INVESTMENT RELATED. 5) OLEPUT DEVELOPMENT LLC , 5368 TREE TOP DR., TUPELO, , MISSISSIPPI, 38801, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 8/10/2018, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, IT IS A RENTAL PROPERTY THAT HAS A 2 YEAR LEASE, THE TENTANT DIRECT DEOPOSITS THE RENT AND THE BANK DRAFTS THE MONTHLY PMT. SO, I BALANCE THE CHECKBOOK ONCE A MONTH AND CALL A REPAIRMAN IF NEEDED. INVESTMENT RELATED. 6) OWNER, TWIN RIVERS GROUP, LLC, LEGAL ENTITY WMC COMPENSATION AND EA EMPLOYMENT, START DATE: 4/1/2026, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, ESTABLISHED FOR BUSINESS PURPOSES; INVESTMENT-RELATED
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-01-09 |
| S63 | Uniform Securities Agent State Law Examination | 1998-11-06 |
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