Derek Steven Scanlon

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2015 → 03/2020
  Riversource Distributors Inc
  Minneapolis, MN
• 03/2020 → Present
  Ameriprise Financial Services, Llc.
  Minneapolis, MN

Previous Registrations

• 2013-05-31 → 2015-11-17
  Wells Fargo Clearing Services, Llc
  Wayzata, MN
  Spring Lake Park, MN
  Minneapolis, MN

Other Businesses

Name of Activity: Assistant FastPitch Softball Coach - Unpaid; Date Activity Started/Modified/Ended: 3/1/2024; Type of Activity: Other - Athletic Association; Role/Relationship: Other - Unpaid Assistant Softball Coach; Responsibilities: Softball coaching; Total Hours Per Month: 21 - 40; Total Hours Per Month During Trading Hours: 0 - 20; Does this activity include providing investment advice, conducting securities trading or managing the assets of others? No; --- END ---

Exams

• S66 Uniform Combined State Law Examination
  2020-06-22
• S63 Uniform Securities Agent State Law Examination
  1999-10-18

Other Names

• Derek S Scanlon