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5187 Utica Ridge Rd, Davenport, IA 52807 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2015-06-25 |
| TX | RA | APPROVED | 2011-09-01 |
Branch Locations
4756 Banning Avenue, Suite 200-3, White Bear Lake, MN 55110 • United States
3250 Lacey Road Suite 130, Downers Grove, IL 60515 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ausdal Financial Partners | Daveport | IA | 09/2011 | Present |
1) CHRIS NESTON; INVESTMENT RELATED; WHITE BEAR LAKE, MN; INSURANCE SALES; AGENT; ACTIVITY BEGAN IN JUNE 1996; OWNER; I DEVOTE APPX 10 HOURS TO THIS ACTIVTY ALL DURING TRADING HOURS; INSURANCE; SALE OF VARIOUS INSURANCE PRODUCTS. 2) CHRIS NESTON; NOT INVESTMENT RELATED; REFERRAL OF SMALL BUSINESSES; REFERRAL RESOURCE; ACTIVITY BEGAN I 08.2016; I DEVOTE ONE HOUR PER MONTH TO THIS ACTIVITY DURING TRADING HOURS; ASSIST SMALL BUSINESSES IN WAYS TO RUN MORE EFFICIENTLY.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-07-21 |
| S63 | Uniform Securities Agent State Law Examination | 1996-05-20 |
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