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Employer firm

Pfs Investments Inc. CRD 10111

$15.5B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Pfs Investments Inc.

1 Primerica Parkway, Duluth, GA 30099-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-03
  • NY RA
    APPROVED
    Since 2021-08-03

Branch Locations

235 Ne 6Th Ave Unit E, Delray Beach, FL 33483 • United States

100 North Central Ave Ste A, Hartsdale, NY 10530 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mary Kay Cosmetics Dallas TX 02/1995 Present
Primerica Financial Services Hartsdale NY 11/1995 Present
Pfs Investments Inc. Hartsdale NY 04/1996 Present
East Ramapo Central School Dist. Spring Valley NY 03/2002 Present
Pearl River School District Pearl River NY 10/2013 Present
  • 02/1995 → Present
    Mary Kay Cosmetics
    Dallas, TX
  • 11/1995 → Present
    Primerica Financial Services
    Hartsdale, NY
  • 04/1996 → Present
    Hartsdale, NY
  • 03/2002 → Present
    East Ramapo Central School Dist.
    Spring Valley, NY
  • 10/2013 → Present
    Pearl River School District
    Pearl River, NY
Other Businesses

Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services. 06/2016 to present, Suzette O Rivera, -PRESENT, music teach, self employed, devotes 14 hours per month, 2 hours during securities trading hours. Classroom Management Mastery, Not Investment Related, Airmont, NY 10952, Nature of Business: Teaching teachers how to improve their classroom management skills, Position/Title: Educational Consultant, 16 hours per month (0 of hours per month during securities trading hours).

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-06-11
  • S63 Uniform Securities Agent State Law Examination
    1996-06-11
Other Names
  • Suzette O Marshall
  • Suzette Ophelia Rivera

View on SEC IAPD

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