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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2020-07-01
TX RA APPROVED 2020-06-25
  • MO RA
    APPROVED
    Since 2020-07-01
  • TX RA
    APPROVED
    Since 2020-06-25

Branch Locations

One North Brentwood Suite 900, St. Louis, MO 63105-3926 • United States

Webster Groves, MO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. St. Louis MO 11/2005 06/2020
Morgan Stanley Smith Barney St. Louis MO 06/2009 06/2020
Morgan Stanley Private Bank, National Association New York NY 01/2015 06/2020
Rbc Capital Markets, Llc St. Louis MO 06/2020 Present
City National Bank St. Louis MO 08/2020 Present
  • 11/2005 → 06/2020
    St. Louis, MO
  • 06/2009 → 06/2020
    Morgan Stanley Smith Barney
    St. Louis, MO
  • 01/2015 → 06/2020
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 06/2020 → Present
    St. Louis, MO
  • 08/2020 → Present
    City National Bank
    St. Louis, MO
Previous Registrations
Other Businesses

1. DIVERSIFIED INVESTMENT CLUB - INVESTMENT MEMBER 2. Rental Property; Investment related; Real Estate; Sole Proprietor / Owner / Partner (proprietor, partner, officer, director, employee, trustee, agent); Apr 1999; During business hours: 0; After business hours: 0; no involvement 3. Name: Angel Flight Central Address: Charles B. Wheeler Downtown Airport 500 Richards Road Kansas City, MO. 64116 Business Description: Provides medical and humanitarian flights throughout 10 states in the central United States. Business is not investment related Projected Start Date: 08/05/15 Capacity: Director Duties Performed: Help with fundraising, mission awareness and organizational planning. No financial role other than a board vote on general matters. Devoted to this OBA per Month: Only occasional; 4 meetings a year on average. Hours Devoted to this OBA during business hours: 0 4. Name: N/A part owner of wife's investment property Address: 467 & 469 Pasadena Ave Webster Groves, MO 63119 Business Description: Investment Property Business is not investment related Projected Start Date: 08/01/96 Capacity: Owner - Passive Duties Performed: Mostly a passive owner. There are no security accounts Devoted to this OBA per Month: 0.5 Hours Devoted to this OBA during business hours: 0 5. Name: Greater St Louis Business Aviation Assoc. Educ. Foundation Address: 595 Bell Ave, Suite 100 Chesterfield, MO 63005 Business Description: Foundation that provides educational scholarships and funding to promote corporate aviation Business is not investment related Projected Start Date: 09/01/14 Capacity: Director Duties Performed: Mostly look for ways to get donations and go through scholarship applications. The treasurer has the sole responsibility for managing security and bank accounts. Devoted to this OBA per Month: 0.5 Hours Devoted to this OBA during business hours: 0 6. Name: Dauphin Island Air, LLC Address: 2704 S. Warson Rd Ladue, MO 63124 Business Description: LLC for aircraft ownership with aircraft partner Business is not investment related Projected Start Date: 09/01/20 Capacity: Owner - Active Duties Performed: Pilot Devoted to this OBA per Month: 3 Hours Devoted to this OBA during business hours: 0 7. Name of entity: In His Hands Orphan Outreach Non-Investment related Address of Entity: PO BOX 425, Rochester, IL 625# Nature of OBA: Orphan & Widow outreach Position/Title/Relationship: Board of Directors Start date: 03/18/23 Time devoted: 0.5 Duties: Help come up with programs to benefit widows & orphans 8.NAME OF ENTITY: Radically Inspired ADDRESS: 302 N Clay Road Kirkwood, MO 63122 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Movie Production CAPACITY: Other / Executive Producer START DATE: 07/03/2023 DUTIES: Help John O'Leary inspire others by producing a movie about his life HOURS DEVOTED PER MONTH: 0.5 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 (9) NAME OF ENTITY: Sisters of Saint Joseph of Carondelet Saint Louis Province ADDRESS: 6400 Minnesota Ave Saint Louis MO 63111 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Religious Institution START DATE: Aug 01, 2026 CAPACITY: Board of Directors DUTIES: Board Member- meet to ensure the institution is growing young women in Christ and education. HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-12-23
S63 Uniform Securities Agent State Law Examination 1996-06-03
  • S65 Uniform Investment Adviser Law Examination
    2005-12-23
  • S63 Uniform Securities Agent State Law Examination
    1996-06-03
Other Names
  • Pete Sadlo

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