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Current Employers
Integrity Alliance, Llc.

4135 Nw Urbandale Dr, Urbandale, IA 50322 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2017-08-01
  • OH RA
    APPROVED
    Since 2017-08-01

Branch Locations

4135 Nw Urbandale Dr, Urbandale, IA 50322 • USA

Akron, OH • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Senior Capital Services Akron OH 10/1993 Present
Senior Capitol Services Akron OH 07/1996 Present
Wrp Investments, Inc. Youngstown OH 02/2005 08/2017
Sterne Agee Financial Services, Inc. Akron OH 09/2014 08/2017
Sterne Agee Investment Advisor Services, Inc. Birmingham AL 01/2015 08/2017
Brokers International Financial Services, Llc Broadview Heights OH 08/2017 Present
  • 10/1993 → Present
    Senior Capital Services
    Akron, OH
  • 07/1996 → Present
    Senior Capitol Services
    Akron, OH
  • 02/2005 → 08/2017
    Wrp Investments, Inc.
    Youngstown, OH
  • 09/2014 → 08/2017
    Sterne Agee Financial Services, Inc.
    Akron, OH
  • 01/2015 → 08/2017
    Sterne Agee Investment Advisor Services, Inc.
    Birmingham, AL
  • 08/2017 → Present
    Brokers International Financial Services, Llc
    Broadview Heights, OH
Previous Registrations
  • 2015-01-30 → 2017-08-01
    Birmingham, AL
  • 2005-02-24 → 2015-01-30
    Wrp Investments, Inc.
    Akron, OH
    Akron, OH
    Youngstown, OH
  • 2002-10-02 → 2005-02-04
    National Planning Corporation
    Akron, OH
Other Businesses

SENIOR CAPITAL SERVICES DBA OWNER COMP: NONE NO DUTIES - OWNED THIS DBA IN THE PAST 777 WEST MARKET STREET-NAME OF BUS 777 WEST MARKET STREET AKRON, OH 44303 SOLE PROPRIETORSHIP NAME OF ACCOUNT USED FOR BUSINESS TAX TITLE: OWNER COMPENSATION: NONE

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-08-19
S63 Uniform Securities Agent State Law Examination 2001-12-05
  • S65 Uniform Investment Adviser Law Examination
    2002-08-19
  • S63 Uniform Securities Agent State Law Examination
    2001-12-05
Other Names
  • Danny D Horn

View on SEC IAPD

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