Best Investors Account Sign in

Stephen Michael Schad

Ameriprise Financial Services, LLC

Annapolis, MD

Edgewater, MD

CRD 2740620

Claim This Profile
Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-01-19
MD RA APPROVED 1996-08-20
  • TX RA
    APPROVED_RES
    Since 2012-01-19
  • MD RA
    APPROVED
    Since 1996-08-20

Branch Locations

170 Jennifer Rd Ste 330, Annapolis, MD 21401 • United States

Edgewater, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Severna Park MD 09/2005 03/2020
Ameriprise Financial Services, Llc Severna Park MD 03/2020 Present
Other Businesses

Fiduciary Activities; Attorney-In-Fact (POA).

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-01-08
S65 Uniform Investment Adviser Law Examination 1996-07-18
  • S63 Uniform Securities Agent State Law Examination
    1997-01-08
  • S65 Uniform Investment Adviser Law Examination
    1996-07-18

View on SEC IAPD

Nearby Firms

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
CETERA INVESTMENT ADVISERS LLC
RCS FINANCIAL PLANNING, LLC

Nearby Investors

Robert E Saunders
DONALD WILLIAM COLLETT
LEE DONALD BOLLHORST

Nearby Offices

AMERIPRISE FINANCIAL SERVICES, LLC · ANNAPOLIS, MD
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · ANNAPOLIS, MD
CETERA INVESTMENT ADVISERS LLC · Annapolis, MD

More in Annapolis, MD

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor