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2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2016-06-30 |
Branch Locations
2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States
149 Public Square Suite 3, Lebanon, TN 37087 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stonex Securities Inc | Lebanon | TN | 09/2013 | Present |
| Stonex Advisors Inc | Lebanon | TN | 06/2016 | Present |
KEITH FORD AND ASSOCIATES; YES, INVESTMENT RELATED; 12888 LEBANON RD MT. JULIET, TN. 37122; INVESTMENTS; FINANCIAL ADVISOR; 1997; 217 HOURS PER MONTH; 6.5 HOURS DURING SECURITY TRADING; INVESTMENT ADVICE, INSURANCE AND FINANCIAL PLANNING.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-05-15 |
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