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CRD 2740594
Wells Fargo Advisors Financial Network, LLC CRD 11025
$252B regulatory AUM 2,990 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2026-05-20 |
Branch Locations
One North Jefferson Avenue H0004-05C, St. Louis, MO 63103 • UNITED STATES
331 Newman Springs Rd, Bldg 2, Red Bank, NJ 07701 • United States
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-01-30 |
Branch Locations
331 Newman Springs Rd Bldg 2, 3Rd Fl, Red Bank, NJ 07701 • United States
One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES
Staten Island, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | New York | NY | 08/2012 | 11/2016 |
| Wells Fargo Advisors Financial Network | Red Bank | NJ | 05/2026 | Present |
| Wells Fargo Clearing Services, Llc | New York | NY | 11/2016 | 11/2023 |
| Wells Fargo Clearing Services | New York | NY | 01/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-05-17 |
| S63 | Uniform Securities Agent State Law Examination | 1997-07-25 |
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