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1400 Urban Center Drive Suite 475, Vestavia Hills, AL 35242-2245 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OR | RA | APPROVED | 2025-10-07 |
| TX | RA | APPROVED | 2025-10-07 |
| WA | RA | APPROVED | 2025-10-07 |
Branch Locations
1400 Urban Center Drive Suite 475, Vestavia Hills, AL 35242-2245 • United States
701 Ne 136Th Ave, Ste 200, Vancouver, WA 98684 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tmfs Advisors, Llc | Overland Park | KS | 10/2015 | 11/2016 |
| Financial Engines Advisors L.L.C. | Vancouver | WA | 11/2016 | Present |
| Rfg Advisory, Llc Dba Anchoring Capital | Vancouver | WA | 10/2025 | Present |
1) Anchoring Capital; Investment Related; 701 NE 136th Ave, Ste 200, Vancouver, WA 98684; DBA; Investment Adviser Rep; 10/07/2025; 160 hours/month; 160 hours/month; DBA name for advisory business. 2) RFG Advisory LLC; Investment Related; 1400 Urban Center, Suite 475, Vestavia, AL 3524; RIA; 10/07/2025; 160 hours/month; 160 hours/month; RIA Affiliate
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-05-20 |
| S63 | Uniform Securities Agent State Law Examination | 2006-01-19 |
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