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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-01-07 |
| FL | RA | APPROVED | 2014-09-30 |
| CT | RA | APPROVED | 2011-02-10 |
Branch Locations
115 E. Putnam Avenue 3Rd Floor, Greenwich, CT 06830 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Greenwich | CT | 07/2001 | Present |
| Raymond James Financial Services Advisors, Inc | Greenwich | CT | 01/2009 | Present |
(1) Name of Business: Noble Property Management, Llc Address: 36 Duncan Drive, Greewwich, CT, 06516, United States Activity Type: Rental Real Estate Position/Title: Partner Investment Related: Yes Start Date: 01/01/2009 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am 1 of 4 owners (my brothers) (2) Name of Business: Robert Grillo Address: 115 East Putnam Avenue, Greenwich, CT, 06830, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 02/01/2010 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: i want to become the broker of record for for non-variable insurance products (3) Name of Business: Tempus Advisor Address: 115 E Putnam Ave Ste 3, Greenwich, CT, 06830, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 10/01/2015 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Setting up DBA with another RJ advisor-Paul Kuveke FA: 6008
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-06-07 |
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