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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-01-07
FL RA APPROVED 2014-09-30
CT RA APPROVED 2011-02-10
  • TX RA
    APPROVED
    Since 2019-01-07
  • FL RA
    APPROVED
    Since 2014-09-30
  • CT RA
    APPROVED
    Since 2011-02-10

Branch Locations

115 E. Putnam Avenue 3Rd Floor, Greenwich, CT 06830 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Greenwich CT 07/2001 Present
Raymond James Financial Services Advisors, Inc Greenwich CT 01/2009 Present
Other Businesses

(1) Name of Business: Noble Property Management, Llc Address: 36 Duncan Drive, Greewwich, CT, 06516, United States Activity Type: Rental Real Estate Position/Title: Partner Investment Related: Yes Start Date: 01/01/2009 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am 1 of 4 owners (my brothers) (2) Name of Business: Robert Grillo Address: 115 East Putnam Avenue, Greenwich, CT, 06830, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 02/01/2010 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: i want to become the broker of record for for non-variable insurance products (3) Name of Business: Tempus Advisor Address: 115 E Putnam Ave Ste 3, Greenwich, CT, 06830, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 10/01/2015 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Setting up DBA with another RJ advisor-Paul Kuveke FA: 6008

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-06-07
  • S63 Uniform Securities Agent State Law Examination
    1996-06-07
Designations
Other Names
  • Bob Grillo

View on SEC IAPD

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