Kenneth Sean Polley

Current Employers

Employment History

• 08/2013 → 04/2017
  J.P. Morgan Securities Llc
  Winter Park, FL
• 04/2017 → 09/2019
  Suntrust Investment Services,Inc.
  Atlanta, GA
• 04/2017 → 09/2019
  Suntrust Advisory Services, Inc.
  Atlanta, GA
• 09/2019 → Present
  Polley Wealth Management Llc
  Orlando, FL

Previous Registrations

• 2017-05-09 → 2019-10-02
  Truist Advisory Services, Inc.
  Kissimmee, FL
  Orlando, FL
  Kissimmee, FL
  Celebration, FL
  Celebration, FL
  Winter Park, FL
  Orlando, FL
• 2013-08-13 → 2017-04-26
  J.P. Morgan Securities Llc
  Orlando, FL
  Winter Park, FL
  Orlando, FL
  Winter Park, FL
  Orlando, FL
  Orlando, FL
  Winter Park, FL
  Orlando, FL
  Orlando, FL
  Orlando, FL
  Orlando, FL
• 2011-08-25 → 2013-07-23
  Strategic Advisers Llc
  Altamonte Springs, FL
• 2010-06-08 → 2011-06-28
  Global Asset Management Group
  Winter Springs, FL
• 2006-09-15 → 2010-03-22
  Charles Schwab & Co., Inc.
  New York City, NY
• 2004-04-02 → 2005-12-08
  Td Ameritrade, Inc.
  San Diego, CA

Other Businesses

NAME OF ENTITY: (SELF) POSITION: CO-OWNER / LANDLORD - RENTAL PROPERTY DETAILS: 1906 APOPKA, FL. START DATE 08/14/2015, 1 HOURS PER MONTH DEVOTED TO PROPERTY, 0 HOURS DURING SECURITIES TRADING, INVESTMENT RELATED. POLLEY PROPERTIES LLC POSITION: President NATURE: Real estate investing in wholesale and fix & flip properties. INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2019 ADDRESS: , Orlando FL , United States DESCRIPTION: Assist homeowners in pre-foreclosure or distressed property sales. I will be involved in purchasing the properties, overseeing rehabilitation and selling them to buyers. INSURANCE SALES; Investment Related; Orlando, FL; Licensed Insurance Agent; 2019; 40 hours/mo during trading hours; sales of various insurance products.

Exams

• S66 Uniform Combined State Law Examination
  2003-06-16
• S63 Uniform Securities Agent State Law Examination
  1996-05-29

Other Names

• Sean Polley
• Kenneth Sean Polley