Ellis James De Jesus

Current Employers

Employment History

• 07/2014 → 08/2017
  Roy E De Jesus Dmd Pa
  Hialeah, FL
• 12/2015 → Present
  Lpl Financial, Llc
  Tampa, FL
• 09/2020 → Present
  Northbridge Financial Group, Llc
  Tampa, FL

Previous Registrations

• 2013-10-11 → 2015-12-16
  Usaa Financial Planning Services
  Tampa, FL
• 2012-11-05 → 2013-09-24
  Charles Schwab & Co., Inc.
  Spring Hill, FL
  St. Petersburg, FL
• 2010-07-07 → 2012-10-08
  Usaa Financial Planning Services
  Tampa, FL
• 2006-10-18 → 2007-07-09
  T. Rowe Price Advisory Services, Inc.
  Tampa, FL
• 2006-02-28 → 2006-09-13
  Ameriprise Financial Services, Llc
  Tampa, FL

Other Businesses

1. 12/14/2015 - Northbridge Financial Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 9/1/2015 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 99%. 2. 3/24/2017 - Ellis James Investment, LLC - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 01/26/2017 - 0 Hours Per Month. 3. 10/13/2020 - Northbridge Financial Group LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 10/02/2020 - 200 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Northbridge Financial Group, LLC, an independent investment advisor firm. I started this business activity in 10/2020. I expect to spend approximately 200 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S66 Uniform Combined State Law Examination
  2010-06-08

Designations