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Philip Bruce Spear

Valic Financial Advisors, Inc.

Columbia, SC

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Current Employers
Valic Financial Advisors, Inc.

2919 Allen Pkwy, Houston, TX 77019 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2025-02-27
GA RA APPROVED 2022-01-07
FL RA APPROVED 2018-08-09
NC RA APPROVED 2016-06-07
SC RA APPROVED 2015-03-04
  • LA RA
    APPROVED
    Since 2025-02-27
  • GA RA
    APPROVED
    Since 2022-01-07
  • FL RA
    APPROVED
    Since 2018-08-09
  • NC RA
    APPROVED
    Since 2016-06-07
  • SC RA
    APPROVED
    Since 2015-03-04

Branch Locations

3710 Landmark Drive Suite 104,, Columbia, SC 29204 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Valic Financial Advisors, Inc. Columbia SC 03/2015 Present
Agia Houston TX 12/2022 Present
Previous Registrations
  • 2012-06-28 → 2013-04-05
    Nationwide Securities, Llc
    Lexington, SC
  • 2011-10-03 → 2012-05-16
    Cl Wealth Management Llc
    Schaumburg, IL
  • 2011-07-15 → 2011-09-30
    Workman Securities Corporation
    Eden Prairie, MN
    Lexington, SC
  • 2009-10-21 → 2011-07-19
    Invest Financial Corporation
    Lexington, SC
    Duluth, GA
  • 2008-10-31 → 2009-10-26
    Osaic Services, Inc.
    Lexington, SC
  • 2006-08-31 → 2008-10-31
    American General Securities Incorporated
    Gilbert, SC
    Houston, TX
    Lexington, SC
  • 2006-05-11 → 2006-07-18
    Wells Fargo Clearing Services, Llc
    Leesville, SC
    Columbia, SC
    Columbia, SC
Other Businesses

AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-05-05
S63 Uniform Securities Agent State Law Examination 1996-06-26
  • S65 Uniform Investment Adviser Law Examination
    2006-05-05
  • S63 Uniform Securities Agent State Law Examination
    1996-06-26

View on SEC IAPD

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Other Offices

INDEPENDENT ADVISOR ALLIANCE, LLC · Columbia, SC
APOLLON WEALTH MANAGEMENT, LLC · Columbia, SC
ABACUS PLANNING GROUP, INC. · COLUMBIA, SC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · COLUMBIA, SC
PARK AVENUE SECURITIES LLC · COLUMBIA, SC
EDWARD JONES · COLUMBIA, SC
CAPITAL CONSULTING GROUP, INC · COLUMBIA, SC
BEERS KIGHT FINANCIAL ADVISORS, LLC · COLUMBIA, SC

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