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Kevin Lozier

LPl Financial LLC

Hammond, LA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2024-11-01
TX RA APPROVED 2024-10-28
  • LA RA
    APPROVED
    Since 2024-11-01
  • TX RA
    APPROVED
    Since 2024-10-28

Branch Locations

1250 Sw Railroad Ave Ste 100B, Hammond, LA 70403 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network Llc Hammond LA 05/2010 10/2024
Lpl Financial Llc Hammond LA 10/2024 Present
Previous Registrations
Other Businesses

1) 09/2024 - Semper Financial Management Inc / DBA for LPL Business (entity for LPL business) / Investment Related / At reported business location(s)

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2006-01-19
  • S63 Uniform Securities Agent State Law Examination
    2006-01-19
Other Names
  • Kevin Lozier
  • Kevin Michael Lozier

View on SEC IAPD

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Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · HAMMOND, LA
EDWARD JONES · HAMMOND, LA
NEWEDGE ADVISORS · Hammond, LA
CETERA INVESTMENT ADVISERS LLC · HAMMOND, LA
EDWARD JONES · HAMMOND, LA
BFC PLANNING, INC. · HAMMOND, LA
STATE FARM INVESTMENT MANAGEMENT CORP. · Hammond, LA
EDWARD JONES · HAMMOND, LA

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