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Michelle Marie Liegl

Morgan Stanley

West Hartford, CT

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-04-08
CT RA APPROVED 2010-06-03
  • TX RA
    APPROVED_RES
    Since 2020-04-08
  • CT RA
    APPROVED
    Since 2010-06-03

Branch Locations

433 South Main Street, West Hartford, CT 06110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney West Hartford CT 06/2009 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    West Hartford, CT
Other Businesses

RYEFIELD II CONDO ASSOCIATION; HARTFORD, CT; 01/2014; OVERSEEING THE PROPERTY MANAGEMENT COMPANY; DURING BUSINESS HOURS 0, AFTER BUSINESS HOURS 2

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-04-01
S63 Uniform Securities Agent State Law Examination 2002-02-23
  • S65 Uniform Investment Adviser Law Examination
    2009-04-01
  • S63 Uniform Securities Agent State Law Examination
    2002-02-23
Other Names
  • Michelle M Liegl

View on SEC IAPD

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