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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-04-08 |
| CT | RA | APPROVED | 2010-06-03 |
Branch Locations
433 South Main Street, West Hartford, CT 06110 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | West Hartford | CT | 06/2009 | Present |
RYEFIELD II CONDO ASSOCIATION; HARTFORD, CT; 01/2014; OVERSEEING THE PROPERTY MANAGEMENT COMPANY; DURING BUSINESS HOURS 0, AFTER BUSINESS HOURS 2
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-04-01 |
| S63 | Uniform Securities Agent State Law Examination | 2002-02-23 |
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