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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-05-29
VA RA APPROVED 2001-03-02
  • TX RA
    APPROVED_RES
    Since 2026-05-29
  • VA RA
    APPROVED
    Since 2001-03-02

Branch Locations

208 Golden Oak Ct Ste 300 [Ob-Rbo], Virginia Beach, VA 23452 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Norfolk VA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Norfolk VA 11/2016 Present
Other Businesses

FORA TRAVEL AGENCY; NOT INV RELATED; VIRGINIA BEACH, VA; TRAVEL AGENT; START DATE 9/1/2024; 2 HOURS PER MONTH; 0 DURING TRADING; BOOKING TRAVEL FOR CLIENTS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-11-05
S63 Uniform Securities Agent State Law Examination 1996-06-06
  • S65 Uniform Investment Adviser Law Examination
    1996-11-05
  • S63 Uniform Securities Agent State Law Examination
    1996-06-06
Other Names
  • Marc Weiss

View on SEC IAPD

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