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426 East New York Street, Indianapolis, IN 46202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-05-09 |
| VT | RA | APPROVED | 2009-03-13 |
Branch Locations
63 Maple Street Suite 25, Middlebury, VT 05753 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Triad Advisors, Inc. | Norcross | GA | 09/2008 | Present |
| Capital Cities Investments | Middlebury | VT | 03/2009 | Present |
| Community Investment Counselors | Middlebury | VT | 03/2009 | Present |
Rental Property, not investment related. 181 Morgan Rd. Salibury VT 05769. Owner, 2009 to present. Less than 5 hours a month of time. Tenant procurement, apartment repairs, administrative work.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-12-19 |
| S63 | Uniform Securities Agent State Law Examination | 2006-01-19 |
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