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Current Employers
Capital Cities Investments

426 East New York Street, Indianapolis, IN 46202 • United States

Current Registrations

AuthorityCategoryStatusDate
VT RA APPROVED 2024-01-25
TX RA APPROVED 2021-11-09
  • VT RA
    APPROVED
    Since 2024-01-25
  • TX RA
    APPROVED
    Since 2021-11-09

Branch Locations

63 Maple Street Suite 25, Middlebury, VT 05753 • United States

426 East New York Street, Indianapolis, IN 46202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Capital Cities Investments Middlebury VT 08/2020 Present
Cdp Electric Florence VT 05/2014 01/2021
Community Investment Counselors Middlebury VT 08/2020 Present
  • 08/2020 → Present
    Middlebury, VT
  • 05/2014 → 01/2021
    Cdp Electric
    Florence, VT
  • 08/2020 → Present
    Community Investment Counselors
    Middlebury, VT
Other Businesses

Insurance agent. Various Carriers. Less than 1% of time.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-10-12
  • S65 Uniform Investment Adviser Law Examination
    2020-10-12

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Middlebury, VT

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