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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-19 |
| TX | RA | APPROVED_RES | 2006-09-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Albany | NY | 07/2006 | Present |
| Bank Of America,Na | Clifton Park | NY | 09/2009 | Present |
I*30117FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: THE CHARISMATIC ADVISOR BOOKINVESTMENT RELATED: NADDRESS OF BUSINESS:NEEDHAM, MASSACHUSETTS 2492NATURE OF BUSINESS: OTHER,IT IS A BOOK USED FOR FINANCIAL ADVISORSPOSITION, TITLE, ASSOCIATION: OTHER, I WAS WRITTEN UP IN THE BOOKSTART DATE OF RELATIONSHIP: 1/8/2010NUMBER OF HOURS DEVOTED: 10 HOUR(S) MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: BOOKS/AUTHORSHIP*106030For profit or not for profit: Non-Profit OrganizationName of outside business organization: NYS Investigators EAFInvestment related: NAddress of business: Clifton Park NY, New York 12065Nature of business: Charitable Organization,Position, title, association: Trustee, Start date of relationship: 12/1/2016Number of hours devoted: 10 hour(s) AnnuallyNumber of hours devoted during trading hours: 0Duties: Trustee on the board. Member of the scholarship committeeI "984415",Name of OBA: ADDISON WAY, LLC ,Address: Rexford, New York,Investment Related: N,Position, Title, Association: ["General Partner/Managing Member"],Employee Start Date: 9/9/2022,No Hours: 5, Monthly,No Hours during trading: 1This is an LLC formed for a family property which will be first used for personal recreation, but then may integrate a client facing business such as selling timber or another recreational business" I*2838272 Entity Type: N/A Name of OBA: Loan Address:Clifton Park New York Investment Related:No Position, Title, Association:N/A Start Date:09/10/2025 No Hours: 0 Yearly No Hours during trading:0 Yearly Duties:loan to friend
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-10-09 |
| S65 | Uniform Investment Adviser Law Examination | 1996-10-09 |
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