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28202 Cabot Rd Suite 300, Laguna Niguel, CA 92677 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2023-05-16 |
| WI | RA | APPROVED | 2018-12-05 |
Branch Locations
100 Maritime Dr, Ste 3-A, Manitowoc, WI 54220 • United States
28202 Cabot Rd Suite 300, Laguna Niguel, CA 92677 • United States
3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sii Investments | Manitowoc | WI | 06/2012 | 12/2017 |
| Tcfg Wealth Management, Llc | Laguna Niguel | CA | 12/2017 | Present |
| Tcfg Investment Advisors, Llc | Laguna Niguel | CA | 12/2017 | Present |
| Tcfg Insurance Solutions, Llc | Laguna Niguel | CA | 12/2017 | Present |
| Rahr West Art Museum Charitable Foundation | Not investment related | 2000 | Manitowoc, WI | 1 hour/month | $0 compensation | Distribute funds to support museum | | Roncalli Catholic Schools Endowment Board of Directors | Not investment related | 2000 | Manitowoc, WI | 1 hours/month | Endowment committee | | TCFG Insurance Solutions | Not investment related | 1997 | Manitowoc, WI | 5 hours/month | Sell and service insurance | | TCFG Investment Advisors LLC | Investment related | RIA Rep | 28202 Cabot Rd Ste 300 Laguna Niguel, CA 92677 | | As an independent insurance agent, Michael Halla may recommend fixed insurance contracts to clients such as fixed annuities or life insurance. When clients purchase fixed insurance contracts at Mr. Halla's recommendation, he may be paid a commission. Mr. Halla conducts these related activities through TCFG Insurance Solutions, LLC which is Affiliated with TCFG Wealth Management, LLC
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1997-01-10 |
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