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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 1996-05-22 |
Branch Locations
11675 Jollyville Rd Ste 200, Austin, TX 78759-3939 • United States
2840 W Southlake Blvd Ste 120, Southlake, TX 76092-6767 • United States
Austin, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Austin | TX | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Austin | TX | 03/2020 | Present |
Real Estate Ownership; Commercial; 11675 Jollyville Rd Ste 220 Austin, TX 78759, , ** not provided **, N/A, 00000; Not Investment-Related; 03/17/2014 / Commercial; 37 Clarksville St, , Paris, TX, 75460; 12/27/2019. Business Ownership; Other; Other; 11675 Jollyville Rd Ste 220 Austin, TX 78759, , ** not provided **, N/A, 00000; Not Investment-Related; 04/01/2013; 1 to 9 hours per month; 0 during trading hours / Other; Other; 11675 Jollyville Rd Ste 220, , austin, TX, 78759; Investment-Related; 12/16/2019; 1 to 9 hours per month; 1 to 9 during trading hours / Other; Other; 11675 Jollyville rd ste 220, , austin, TX, 78759; Not Investment-Related; 01/10/2020; 0 hours per month; 0 during trading hours / Other; Consulting; 11675 Jollyville Rd ste 220, , Austin, TX, 78759; Not Investment-Related; 02/03/2020; 0 hours per month; 0 during trading hours / Other; Other; 11675 Jollyville Rd ste 220, , Austin, TX, 78759; Investment-Related; 07/31/2020; 1 to 9 hours per month; 1 to 9 during trading hours / Other; Other; 11675 Jollyville Rd Ste 200, , Austin, TX, 78759; Investment-Related; 08/01/2012; 10 to 19 hours per month; 1 to 9 during trading hours / Other; Consulting; 11675 Jollyville Rd Ste 220, , Austin, TX, 78759; Not Investment-Related; 10/01/2013; 10 to 19 hours per month; 1 to 9 during trading hours / Other; Consulting; 11675 Jollyville Rd. Ste 220, , Austin, TX, 78759; Not Investment-Related; 08/01/2014; 0 hours per month; 0 during trading hours / Other; Other; 11675 Jollyville Rd Ste 200, , Austin, TX, 78759; Investment-Related; 02/01/2017; 1 to 9 hours per month; 1 to 9 during trading hours / Other; Other; 11675 Jollyville Rd. Ste 200, , Austin, TX, 78759; Investment-Related; 02/15/2012; 1 to 9 hours per month; 0 during trading hours / Other; Other; 11675 Jollyville Rd ste 220, , austin, TX, 78759; Investment-Related; 12/16/2019; 1 to 9 hours per month; 1 to 9 during trading hours / Other; Other; 37 Clarksville, , Paris, TX, 75460; Investment-Related; 10/30/2020; 1 to 9 hours per month; 1 to 9 during trading hours / Other; Other; 26 SE 1st St. Ste 200, , Paris, TX, 75460; Investment-Related; 07/31/2020; 1 to 9 hours per month; 1 to 9 during trading hours / Other; Other; 26 SE 1st St Ste 200, , Paris, TX, 75460; Not Investment-Related; 10/20/2021; 1 to 9 hours per month; 0 during trading hours / Other; Other; 11675 Jollyville Ste 200, , Austin, TX, 78759; Investment-Related; 10/14/2016; 0 hours per month; 0 during trading hours / Other; Other; 11675 Jollyville Ste 220, , Austin, TX, 78759; Investment-Related; 09/01/2019; 1 to 9 hours per month; 1 to 9 during trading hours / Other; Other; 11675 Jollyville Rd Ste 220, , Austin, TX, 78759; Investment-Related; 10/15/2019; 1 to 9 hours per month; 1 to 9 during trading hours. Board of Directors; Reep; Walter; Board Member; Ft Worth, TX, , ** not provided **, N/A, 00000; 1 to 9 hours per month; . Outside Employment; Outside Employment; Ambitionpath, LLC; Other; 11675 Jollyville Rd Ste 220 Austin, TX 78759, , ** not provided **, N/A, 00000; Not Investment-Related; 04/01/2014; 1 to 9 during trading hours; 1 to 9 hours per month / Outside Employment; Pathasge, llc; Other; 11675 Jollyville Rd Austin, TX 78759, , ** not provided **, N/A, 00000; Not Investment-Related; 08/01/2012; 1 to 9 during trading hours; 10 to 19 hours per month / Outside Employment; Acentre, LLC; Other; 11675 Jollyville Rd Ste 200 Austin, TX 78759, , ** not provided **, N/A, 00000; Not Investment-Related; 02/15/2012; 0 during trading hours; 1 to 9 hours per month.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-05-21 |
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