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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2018-05-18 |
| TX | RA | APPROVED | 2018-05-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Wichita | KS | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Wichita | KS | 11/2016 | 05/2018 |
| Wells Fargo Advisors Financial Network, Llc | Wichita | KS | 05/2018 | Present |
HORIZON WEALTH MANAGEMENT GROUP LLC; INV. RELATED; WICHITA, KS; 43% OWNERSHIP; START DATE 5/21/2018; 160 HRS PER MONTH; 160 HRS DURING TRADING; FINET PRACTICE. TRUSTEE OF FINET 401K PLAN; INV. RELATED; WICHITA, KS; START DATE 5/21/2018.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-06-27 |
| S63 | Uniform Securities Agent State Law Examination | 1996-06-05 |
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