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1700 W. Katella Ave., Orange, CA 92867 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-05-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Crown Capital Securities, Lp | Orange | CA | 11/2007 | 05/2024 |
| Consolidated Brokerage Services | Orange | CA | 11/2007 | 05/2024 |
| B.B. Graham | Orange | CA | 05/2024 | Present |
Insurance License: Business Name: Steven V. Anderson Investment-related: Yes Address: La Mirada, CA Nature of business: Maintains a California Life Agent license as part of employment in the securities / insurance business. Position: N/A Title or Relationship: Registered Life Agent Start Date of your relationship: 05/1996 Hours/month: 1 Number of hours during securities trading hours: 0 Duties: Determine customer needs for insurance products
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-05-08 |
| S63 | Uniform Securities Agent State Law Examination | 1996-05-22 |
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