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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2008-05-20
  • IL RA
    APPROVED
    Since 2008-05-20

Branch Locations

4120 Belmont Pt, Champaign, IL 61822 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Milwaukee WI 05/1995 Present
Northwestern Mutual Investment Services, Llc Champaign IL 10/1996 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 05/2007 Present
Previous Registrations
  • 2006-05-09 → 2007-04-30
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Other Businesses

1.MAY EARN COMMISSIONS FROM INSURANCE COMPANIES, OR INSURANCE BROKERAGE AGENCIES, NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, MEDICARE, ANNUITY, DISABILITY AND/ OR LONG TERM CARE INSURANCE PRODUCTS 2. 100% OWNERSHIP, BELMONT POINT PARTNERS, INVESTMENT PROPERTY, START DATE: 7/28/2020, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, THIS IS AN LLC TO OWN MY FUTURE OFFICE SPACE 3. CO-CHAIR ON FINANCE COMMITTEE, ST. MATTHEW'S CATHOLIC PARISH, 1303 LINCOLNSHIRE DR., CHAMPAIGN, , ILLINOIS, 61822, UNITED STATES OF AMERICA, FIDUCIARY CAPACITY, START DATE: 10/1/2022, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, WILL BE A CO-CHAIR ON THE CHURCH FINANCE COMMITTEE. GIVE GUIDANCE TO THE HEAD PRIEST. 4. 80% OWNER, KPMT, LLC, LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 06/05/2024, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED. 5. 100% OWNER, JJK1995, LLC, LEGAL ENTITY, START DATE: 06/05/2024, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED. 6. MMWW PROPERTIES, LLC, MANAGER, 2301 VILLAGE GREEN PL, CHAMPAIGN, , ILLINOIS, 61822, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 2/15/2011, HOURS PER MONTH: 0-5, LLC THAT OWNS OFFICE BUILDING THAT WAS FORMED FOR THE PURPOSE OF OWNING THE MORTGAGE FOR THE BUILDING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-11-02
S63 Uniform Securities Agent State Law Examination 1997-03-14
  • S66 Uniform Combined State Law Examination
    2005-11-02
  • S63 Uniform Securities Agent State Law Examination
    1997-03-14

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