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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-09-19 |
| TX | RA | APPROVED_RES | 2023-04-21 |
| NY | RA | APPROVED | 2021-07-27 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Johnson City | NY | 04/2015 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Johnson City | NY | 11/2016 | Present |
CARGOVIEW, INC.; NON-INV; BINGHAMTON, NY; 50% OWNERSHIP; START 1/1/2003; HOURS: <1 HOUR PER MONTH - 0 DURING TRADING; DUTIES: ASSIST WITH CREATION, DEVELOPMENT, MARKETING AND SALES OF ADJUSTABLE MIRROR
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-12-14 |
| S63 | Uniform Securities Agent State Law Examination | 1996-05-23 |
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