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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-07-10 |
Branch Locations
800 Valley Plaza Drive Suite 5, Johnson City, NY 13790 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc. | Fairfield | IA | 06/2015 | 12/2018 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 06/2015 | 12/2018 |
| Cadaret, Grant & Co., Inc. | Johnson City | NY | 01/2019 | Present |
| Lpl Financial Llc | Johnson City | NY | 07/2025 | Present |
1- 06/2025 / F.E. Kramer & Associates Inc. / DBA for LPL Business (entity for LPL business) / Investment Related / 160 hrs mth / 160 hrs during trading / At reported business location(s) 2- 06/2025 / F.E. Kramer & Associates Inc. / Non-Variable Insurance / Investment Related / 10 hrs mth / 10 hrs during trading / Johnson City, NY / Start date: 01/01/2019
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1998-12-02 |
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